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Nicholas James Robertson

Dynic Wealth Management LLC

Medina, NY

Andover, MN

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Current Employers
Dynic Wealth Management Llc

Andover, MN • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-08
  • NY RA
    APPROVED
    Since 2022-08-08

Branch Locations

Medina, NY • United States

Andover, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Chicago IL 01/2013 04/2017
Ubs Financial Services Inc. 555 California St, Suite 3200, San Francisco CA 04/2017 04/2022
Continuum Wealth Management Llc Medina NY 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-01
S63 Uniform Securities Agent State Law Examination 2012-12-01
  • S66 Uniform Combined State Law Examination
    2013-06-01
  • S63 Uniform Securities Agent State Law Examination
    2012-12-01
Other Names
  • Nick Robertson

View on SEC IAPD

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