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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| IA | RA | APPROVED | 2011-06-01 |
Branch Locations
6701 Westown Pkwy Ste 220, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | West Des Moines | IA | 10/2011 | Present |
| Heartland Financial Resource Group | West Des Moines | IA | 09/2012 | Present |
| Principal Securities Inc | West Des Moines | IA | 03/2016 | Present |
**HEALTH INSURANCE; BROKERING HEALTH INSURANCE THROUGH REYNOLDS & REYNOLDS; 02/14/2012 **OUTSIDE INSURANCE, SELLING OUTSIDE INSURANCE SUCH AS FIXED LIFE INSURANCE, LONG TERM CARE INSURANCE, DISABILITY, AND FIXED ANNUITIES THROUGH VARIOUS CARRIERS OFFERED THROUGH PPN, 4/18/12. **OUTSIDE INSURANCE; INDIVIDUAL AND GROUP MEDICAL, DENTAL, DI; 2/8/13. **Ryan Swalwell Heartland CPAs; Not Investment Related; 6701 Westown Pkwy, Suite 220, West Des Moines, IA 50266; CPA/Owner; CPA, Accounting, Tax Preparation, Advice; Start Date: 05/01/2018; 12 hrs per month; 12 during trading hours. **Farmland; Not Investment Related; Altoona, IA; Owner; May receive income from rent or farming on a custom farming or crop share basis.; Start Date: 06/01/2020; 5 hrs per month; 0 during trading hours. **COMMUNITY FOUNDATION OF GREATER DES MOINES POSITION: Charitable Investment Partner NATURE: Participate in the Charitable Investment Partner Program INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 2 START DATE: 04/15/2024 ADDRESS: 6701 Westown Pkwy, Ste 220, West Des Moines IA 50266, United States DESCRIPTION: For my client's charitable giving purposes, the Community Foundation of Greater Des Moines would set up a fee-based investment account with me to manage.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-17 |
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