Neil Crowell

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-29
TX	RA	APPROVED	2023-06-29

PA RA
APPROVED

Since 2023-06-29
TX RA
APPROVED

Since 2023-06-29

Branch Locations

York, PA • United States

1195 Washington Pike Ste 102, Bridgeville, PA 15017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dsf Wealth Management Group	Bridgeville	PA	06/2011	Present
Voya Financial Advisors	York	PA	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

06/2011 → Present

Dsf Wealth Management Group

Bridgeville, PA
09/2014 → 06/2021

Voya Financial Advisors

York, PA
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2011-06-13 → 2021-06-09

Voya Financial Advisors, Inc.

Bridgeville, PA

Williamsport, PA

York, PA

Windsor, CT

Other Businesses

1) NAME OF ENTITY: DSF Wealth Management Group; Yes; 1195 WASHINGTON PIKE SUITE 102; BRIDGEVILLE; PA; 15017; DBA; Sales Person; 6/15/2011; 160; 160; Providing insurance and financial services to clients and prospects| 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3630 COVENTRY CT; YORK; PA; 17406; Fixed insurance sales; Independent Insurance Agent; 4/21/2011; 160; 160; Sales of fixed insurance products| 3) NAME OF ENTITY: EAST YORK FINANCIAL LLC; No; 3630 COVENTRY CT; YORK; PA; 17406; S-CORP; OWNER; 1/1/2017; 1; 0; S-CORP-TAX PURPOSE ONLY|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-05-31

S66 Uniform Combined State Law Examination

2011-05-31

View on SEC IAPD