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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-01-19
TX RA APPROVED 2024-01-19
WA RA APPROVED 2024-01-19
  • MN RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED
    Since 2024-01-19
  • WA RA
    APPROVED
    Since 2024-01-19

Branch Locations

2001 Killebrew Dr Suite 140, Bloomington, MN 55425 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 04/2011 09/2017
Questar Capital Corporation Minneapolis MN 09/2017 03/2019
Questar Asset Management Minneapolis MN 09/2017 03/2019
Woodbury Financial Services, Inc. Bloomington MN 03/2019 01/2024
Woodbury Financial Services, Inc. Bloomington MN 03/2019 01/2024
Osaic Wealth, Inc. Bloomington MN 01/2024 Present
  • 04/2011 → 09/2017
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 09/2017 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 09/2017 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Bloomington, MN
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Bloomington, MN
  • 01/2024 → Present
    Bloomington, MN
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Bloomington, MN
  • 2017-09-27 → 2019-03-01
    Questar Asset Management, Inc.
    Bloomington, MN
    Minneapolis, MN
  • 2011-06-29 → 2017-09-27
    Minneapolis, MN
Other Businesses

1) RIVERLINK FINANCIAL ADVISORS POSITION: Investment Advisor Representative. NATURE: Provide investment advisory accounts to current and new clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 09/28/2017 ADDRESS: 10800 Lyndale Ave S #126, Bloomington MN 55420, United States DESCRIPTION: Create investment proposals for new and existing clients, make adjustments to portfolios, rebalancing portfolios and meeting with clients to review their risk tolerance and suitability 2) RIVERLINK FINANCIAL ADVISORS POSITION: Financial Advisor NATURE: Insurance sales including, Fixed annuities, Long term care, Life insurance(Term, Universal, Whole), Disability insurance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/28/2017 ADDRESS: 10800 Lyndale Ave S #126, Bloomington MN 55420, United States DESCRIPTION: Run illustrations, develop proposals and meet with clients to review in force life policies. 3) TEAM GILBOA POSITION: Ski Racing Coach NATURE: Team Gilboa ski team is a 501C. They are an organization that teaches kids to ski raceand snowboard. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2019 ADDRESS: 5301 Edina Industrial Blvd, Suite #6, Edina MN 55439, United States DESCRIPTION: I am going to be a skicoach part time. I will meet the kids at Hyland hills in Bloomington. in addition to instructing I will also be setting up racing equipment and taring down equipment at the end of the night. 4) DECS.3D POSITION: Custodian owner NATURE: LLC with an operating agreement that i will be the custodian until the minor is old enough to legally run the LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/17/2025 ADDRESS: 202 N Cedar Ave, Owatonna MN 55060, United States DESCRIPTION: I am the custodial parent of minor child owned business. I serve as the custodial operator of the business because the individual who started the Business is a minor and cannot enter into legal agreements because of his age. I will provide guidance and support to help operate the business activities when needed

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-05-14
  • S63 Uniform Securities Agent State Law Examination
    2011-05-14
Designations
Other Names
  • Ryan M Cox

View on SEC IAPD

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