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Matthew Joseph Komer

Kera Capital Partners

Mokena, IL

San Jose, CA

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Current Employers
Kera Capital Partners

1760 The Alameda, San Jose, CA 95126 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-15
TX RA APPROVED_RES 2022-09-15
  • IL RA
    APPROVED
    Since 2022-09-15
  • TX RA
    APPROVED_RES
    Since 2022-09-15

Branch Locations

Mokena, IL • United States

1760 The Alameda, San Jose, CA 95126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Funds Distributors, Llc Chicago IL 01/2016 09/2022
Kera Capital Partners Mokena IL 09/2022 Present
  • 01/2016 → 09/2022
    Guggenheim Funds Distributors, Llc
    Chicago, IL
  • 09/2022 → Present
    Kera Capital Partners
    Mokena, IL
Previous Registrations
  • 2016-01-11 → 2022-06-21
    Guggenheim Investments
    Chicago, IL
    New York, NY
  • 2014-10-29 → 2015-10-16
    Securian Financial Services, Inc.
    Chicago, IL
  • 2014-10-29 → 2015-10-16
    Cri Securities, Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-10
  • S66 Uniform Combined State Law Examination
    2014-10-10

View on SEC IAPD

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