Joris Bastien

Current Employers

Quantaraxia Llc

Simpsonville, SC • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2022-04-06

SC RA
APPROVED

Since 2022-04-06

Branch Locations

Simpsonville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Quantaraxia Llc	Riverside	CT	03/2020	Present
Unemployed	Riverside	CT	07/2019	03/2020
Graham Capital Management	Rowayton	CT	02/2019	06/2019
Capstone Investment Advisors	New York	NY	09/2016	08/2018
Unemployed	New York	NY	08/2018	02/2019
Unemployed	New York	NY	03/2016	09/2016

03/2020 → Present

Quantaraxia Llc

Riverside, CT
07/2019 → 03/2020

Unemployed

Riverside, CT
02/2019 → 06/2019

Graham Capital Management

Rowayton, CT
09/2016 → 08/2018

Capstone Investment Advisors

New York, NY
08/2018 → 02/2019

Unemployed

New York, NY
03/2016 → 09/2016

Unemployed

New York, NY

Other Businesses

Advisor; Globcoin; Investment Related: Yes; Location: Untermüli 7 6302 Zug, Switzerland; Description of the business: Globcoin's vision is to provide the World with global, accessible, low entry-cost currency solutions, which conveniently connect fiat and cryptocurrencies. Globcoin provides a stable digital currency (stablecoin) based on a diversified basket of fiat currencies.; Responsibilities Duties: Participation to the advisory board; Start date with business: 2019-08-01; Hours devoted to business outside trading hours: 2; Joris Bastien is an associated person with the NFA and ID 0552302.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-01-25
S63	Uniform Securities Agent State Law Examination	2011-06-03

S65 Uniform Investment Adviser Law Examination

2020-01-25
S63 Uniform Securities Agent State Law Examination

2011-06-03