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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-01-12 |
Branch Locations
1350 Carlback Ave., Walnut Creek, CA 94596 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heffernan Insurance Brokers | Walnut Creek | CA | 09/2001 | Present |
| Global Retirement Partners | San Rafael | CA | 01/2015 | Present |
| Lpl Financial, Llc | San Francisco | CA | 08/2016 | Present |
1. 08/31/2016 - HEFFERNAN INSURANCE BROKERS/ NON-VARIABLE INSURANCE/ 0%/ WALNUT CREEK, CA 2. 08/31/2016 - HEFFERNAN FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SAN FRANCISCO, CA 3. 08/31/2016 - HEFFERNAN RETIREMENT SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SAN FRANCISCO, CA 4. 08/31/2016 - HEFFERNAN INSURANCE BROKERS/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ SAN FRANCISCO, CA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-01 |
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