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Adam Michael Day

Ritholtz Wealth Management

Naples, FL

New York, NY

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Current Employers
Ritholtz Wealth Management

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-11
  • FL RA
    APPROVED
    Since 2023-12-11

Branch Locations

Naples, FL • United States

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Cincinnati OH 05/2011 01/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2011 01/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 01/2018
Wealthquest Corp. Cincinnati OH 01/2018 12/2023
Ritholtz Wealth Management New York NY 12/2023 Present
  • 05/2011 → 01/2018
    Northwestern Mutual Investment Services, Llc
    Cincinnati, OH
  • 05/2011 → 01/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → 01/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2018 → 12/2023
    Wealthquest Corp.
    Cincinnati, OH
  • 12/2023 → Present
    Ritholtz Wealth Management
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-10
S63 Uniform Securities Agent State Law Examination 2011-11-04
  • S65 Uniform Investment Adviser Law Examination
    2013-10-10
  • S63 Uniform Securities Agent State Law Examination
    2011-11-04
Designations

View on SEC IAPD

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