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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-29
VA RA APPROVED 2021-06-18
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • VA RA
    APPROVED
    Since 2021-06-18

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Winchester, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smtih Barney Llc Mclean VA 03/2011 06/2021
Rbc Capital Markets, Llc Mclean VA 06/2021 Present
  • 03/2011 → 06/2021
    Morgan Stanley Smtih Barney Llc
    Mclean, VA
  • 06/2021 → Present
    Mclean, VA
Previous Registrations
  • 2014-11-21 → 2021-06-22
    Washington, DC
    Mclean, VA
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-18
  • S66 Uniform Combined State Law Examination
    2014-11-18
Other Names
  • Anna R Rust

View on SEC IAPD

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