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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-28 |
| TX | RA | APPROVED | 2026-08-28 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-10 |
| NY | RA | APPROVED | 2021-05-07 |
| FL | RA | APPROVED | 2019-09-09 |
| CA | RA | APPROVED | 2017-02-01 |
Branch Locations
1999 Avenue Of The Stars Suite 2150, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliancebernstein | Los Angeles | CA | 07/2010 | 08/2026 |
| Ubs Financial Services Inc. | Los Angeles | CA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-30 |
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