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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-10-10 |
| TX | RA | APPROVED | 2024-10-10 |
Branch Locations
13 Hillcrest Blvd, Ballwin, MO 63021 • United States
16640 Chesterfield Grove Ct Suite 160, Chesterfield, MO 63005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc | Kirkwood | MO | 03/2011 | 10/2024 |
| Primerica Financial Services | Kirkwood | MO | 09/2010 | 10/2024 |
| Osaic Wealth, Inc. | Ballwin | MO | 10/2024 | Present |
1. JOHNS FAMILY ENTERPRISES POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/30/2022 ADDRESS: 13 hillcrest blvd, ballwin MO 63021, United States DESCRIPTION: This is a separate LLC only for personal tax purposes 2. MASON MORTGAGE ADVISORS POSITION: Mortgage Loan officer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 7 START DATE: 10/11/2024 ADDRESS: 11862 Lackland Rd, Saint louis MO 63146, United States DESCRIPTION: Sales/Marketing of mortgage loans 3. LUXPLAN- FIXED INSURANCE POSITION: broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/11/2024 ADDRESS: 16640 Chesterfield Grove Ct., Suite 160, Chesterfield MO 63005, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 4. LUXPLAN POSITION: Owner/ IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/11/2024 ADDRESS: 16640 Chesterfield Grove Ct, Suite 160, Chesterfield MO 63005, United States DESCRIPTION: Sales/Marketing of securities, investment advisory, and insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-25 |
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