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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-13 |
| GA | RA | APPROVED | 2019-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Griffith Financial Group | Newnan | GA | 08/2003 | 02/2019 |
| Wrp Investments Inc | Youngstown | OH | 08/2013 | 02/2019 |
| Sterne Agee Financial Services, Inc. | Newnan | GA | 09/2014 | 02/2019 |
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 01/2015 | 02/2019 |
| Principal Life Insurance Company | Newnan | GA | 02/2019 | Present |
| Principal Securities Inc | Newnan | GA | 02/2019 | Present |
| 52 Weeks Financial | Atlanta | GA | 02/2019 | 12/2020 |
**Fixed Insurance; Investment Related; Newman, GA; Agent; Life, DI, Annuities, Group/Health Benefits, Individual Health, Supplemental Health, LTC, Ancilliary; Start Date: 02/16/2019; 20 hrs per month; 20 during trading hours. **8 EAST BROAD STREET, LLC POSITION: Managing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2025 ADDRESS: 8 East Broad Street, Newnan GA 30263, United States DESCRIPTION: The sole purpose of this OBA is to rent my building to myself. 8 East Broad Street, LLC will own my building and rent it back to me as a sole proprietor. I will be the sole and managing member of the LLC. 8 East Broad Street LLC will be the landlord, and I (David R Griffith) will be the tenant.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-10 |
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