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David Rutherford Griffith

Principal Securities, Inc.

Newnan, GA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-13
GA RA APPROVED 2019-02-20
  • TX RA
    APPROVED_RES
    Since 2026-01-13
  • GA RA
    APPROVED
    Since 2019-02-20

Branch Locations

8 E Broad St, Newnan, GA 30263 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Griffith Financial Group Newnan GA 08/2003 02/2019
Wrp Investments Inc Youngstown OH 08/2013 02/2019
Sterne Agee Financial Services, Inc. Newnan GA 09/2014 02/2019
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 01/2015 02/2019
Principal Life Insurance Company Newnan GA 02/2019 Present
Principal Securities Inc Newnan GA 02/2019 Present
52 Weeks Financial Atlanta GA 02/2019 12/2020
  • 08/2003 → 02/2019
    Griffith Financial Group
    Newnan, GA
  • 08/2013 → 02/2019
    Wrp Investments Inc
    Youngstown, OH
  • 09/2014 → 02/2019
    Sterne Agee Financial Services, Inc.
    Newnan, GA
  • 01/2015 → 02/2019
    Sterne Agee Investment Advisor Services, Inc.
    Birmingham, AL
  • 02/2019 → Present
    Principal Life Insurance Company
    Newnan, GA
  • 02/2019 → Present
    Newnan, GA
  • 02/2019 → 12/2020
    52 Weeks Financial
    Atlanta, GA
Previous Registrations
  • 2015-01-30 → 2019-02-19
    Newnan, GA
    Birmingham, AL
  • 2013-10-11 → 2015-01-30
    Wrp Investments, Inc.
    Newnan, GA
    Youngstown, OH
Other Businesses

**Fixed Insurance; Investment Related; Newman, GA; Agent; Life, DI, Annuities, Group/Health Benefits, Individual Health, Supplemental Health, LTC, Ancilliary; Start Date: 02/16/2019; 20 hrs per month; 20 during trading hours. **8 EAST BROAD STREET, LLC POSITION: Managing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2025 ADDRESS: 8 East Broad Street, Newnan GA 30263, United States DESCRIPTION: The sole purpose of this OBA is to rent my building to myself. 8 East Broad Street, LLC will own my building and rent it back to me as a sole proprietor. I will be the sole and managing member of the LLC. 8 East Broad Street LLC will be the landlord, and I (David R Griffith) will be the tenant.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-10
  • S66 Uniform Combined State Law Examination
    2013-10-10
Other Names
  • Rod Griffith

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