Sergio Sardera

Current Employers

Employment History

• 01/2015 → Present
  Ridge Retirement Consultants
  New York, NY
• 05/2016 → 09/2017
  Capfinancial Securities, Llc
  Raleigh, NC
• 09/2017 → 09/2017
  Pensionmark Securities, Llc
  Santa Barbara, CA
• 02/2019 → Present
  Pensionmark Securities, Llc
  Santa Barbara, CA
• 02/2019 → Present
  Pensionmark Financial Group
  Santa Barbara, CA
• 10/2025 → Present
  World Investments, Inc.
  New York, NY

Other Businesses

1. RIDGE RETIREMENT CONSULTANTS; INVESTMENT RELATED; BASKING RIDGE, NJ; PARTNER, 01/2015; 1 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS; LLC TAX REPORTING ENTITY ONLY. 2. Non-Variable Insurance, INVESTMENT RELATED, VARIOUS CARRIERS, NATURE OF BUSINESS: Non-Variable Insurance and Annuities, POSITION: LICENSED INSURANCE AGENT, STARTED 2/22/2019; 2 HOURS/MONTH DURING SECURITIES TRADING HOURS; Sales and service of non-variable insurance and annuities. 3. Regine Sardera Irrevocable Trust; Investment Related; Astoria, NY 11106; Irrevocable Trust; Co-Trustee; 4/28/225; 1 hour per month; 1 hour during trading hours; I will be managing 2 rental properties that will be placed within the trust - communicating with the tenants, scheduling necessary repairs/maintenance, collecting rent, preparing rental agreements. My bother may assist in some of these activities as well, and will also look to eventually manage some investments within the Trust as extra income is generated from the properties.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-04-07
• S63 Uniform Securities Agent State Law Examination
  2000-09-20

Other Names

• Sergio Sardera-Schneider