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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-09-15 |
| CT | RA | APPROVED | 2020-03-11 |
Branch Locations
75 State Street, Boston, MA 02109 • United States
40 Hazard Avenue, Enfield, CT 06082 • United States
1765 Ellington Road, South Windsor, CT 06074 • United States
934 Silver Lane, East Hartford, CT 06118 • United States
590 Sumner Avenue, Springfield, MA 01108 • United States
568 Franklin Avenue, Hartford, CT 06114 • United States
1010 Farmington Avenue, West Hartford, CT 06107 • United States
140 Hebron Avenue, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Farmington | CT | 07/2013 | 02/2020 |
| Santander Bank, Na | Boston | MA | 03/2020 | Present |
| Santander Securities, Llc | Dorchester | MA | 03/2020 | 11/2022 |
| Santander Securities, Llc | Dorchester | MA | 11/2022 | Present |
1. Exchange Club of Farmington, club member, (non-profit) group of local business owners who meet monthly to discuss ways to help local communities and their businesses, non-investment related, start date 12/23/2017, Farmington, CT, 2 hours monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-11 |
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