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Christie Marie Rooney

Dw Investment Solutions, Inc.

Spokane Valley, WA

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Current Employers
Dw Investment Solutions, Inc.

Spokane Valley, WA • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-03-14
WA RA APPROVED 2022-01-27
  • LA RA
    APPROVED
    Since 2022-03-14
  • WA RA
    APPROVED
    Since 2022-01-27

Branch Locations

Spokane Valley, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dw Investment Solutions, Inc. Spokane Valley WA 07/2010 Present
Dw Investment Solutions, Inc. Spokane Valley WA 09/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-27
  • S65 Uniform Investment Adviser Law Examination
    2022-01-27

View on SEC IAPD

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