Mark Edward Lockyer

Current Employers

Lockyer Investments

9400 W Higgins Rd Suite 400, Rosemont, IL 60018 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-10-21

IL RA
APPROVED

Since 2025-10-21

Branch Locations

9400 W Higgins Rd Suite 400, Rosemont, IL 60018 • United States

Evanston, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Schaumburg	IL	09/2012	03/2025
Fidelity Personal And Workplace Advisors	Schaumburg	IL	07/2018	03/2022
Fidelity Personal And Workplace Advisors	Schaumburg	IL	03/2022	03/2025
Lockyer Investments Llc	Skokie	IL	03/2025	Present

09/2012 → 03/2025

Fidelity Brokerage Services Llc

Schaumburg, IL
07/2018 → 03/2022

Fidelity Personal And Workplace Advisors

Schaumburg, IL
03/2022 → 03/2025

Fidelity Personal And Workplace Advisors

Schaumburg, IL
03/2025 → Present

Lockyer Investments Llc

Skokie, IL

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Schaumburg, IL

Evanston, IL
2015-01-30 → 2018-07-13

Strategic Advisers Llc

Schaumburg, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-01-29
S66	Uniform Combined State Law Examination	2012-12-14
S63	Uniform Securities Agent State Law Examination	2011-04-22

S65 Uniform Investment Adviser Law Examination

2015-01-29
S66 Uniform Combined State Law Examination

2012-12-14
S63 Uniform Securities Agent State Law Examination

2011-04-22

Designations

View on SEC IAPD