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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-09
FL RA APPROVED 2007-04-04
  • TX RA
    APPROVED_RES
    Since 2018-02-09
  • FL RA
    APPROVED
    Since 2007-04-04

Branch Locations

9130 S Dadeland Blvd Ste 1903, Miami, FL 33156 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miami FL 03/2007 03/2020
Ameriprise Financial Services, Llc Miami FL 03/2020 Present
Previous Registrations
  • 2000-05-31 → 2007-03-20
    New England Securities
    Coral Gables, FL
    Miami, FL
Other Businesses

Independent Insurance Brokering; NHP; 06/01/2002; / Humana; 02/01/2003; / LBL; 02/01/2001; / United HealthCare; 03/01/2001; / Cigna; 11/01/2011; / Avmed; 11/01/2011; / BCBS; 02/01/2005; . Business Ownership; Hernando & Horvath, LLC; ; Office management; 9100 S. Dadeland Blvd, Ste 910Miami, FL 33156, ,; Not Investment-Related; 01/18/2013; 0 hours per month; 0 during trading hours / Horvath & Associates, Inc; ; Group Health Insurance.; 9100 S. Dadeland BlvdSuite 910Miami, FL 33156, ,; Not Investment-Related; 08/01/2006; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-01-12
  • S63 Uniform Securities Agent State Law Examination
    2007-01-12
Designations
Other Names
  • Bravo Garcia
  • Horvath Ferencs
  • Horvath Ferencz

View on SEC IAPD

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