Rocky Cleo Monson

Current Employers

Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2025-01-27

OR RA
APPROVED

Since 2025-01-27

Branch Locations

4800 Meadows Road Suite 125, Lake Oswego, OR 97035 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade	Chicago	IL	09/2014	12/2016
Fisher Investments	Camas	WA	12/2016	05/2024
Foundations Investment Advisors, Llc	Lake Oswego	OR	05/2024	Present

09/2014 → 12/2016

Scottrade

Chicago, IL
12/2016 → 05/2024

Fisher Investments

Camas, WA
05/2024 → Present

Foundations Investment Advisors, Llc

Lake Oswego, OR

Previous Registrations

2017-02-28 → 2024-05-20

Fisher Investments

Plano, TX

Camas, WA

Other Businesses

APSI; 4800 MEADOWS RD, SUITE 125, LAKE OSWEGO, OR 97035; INVESTMENT RELATED; INSURANCE AGENT; SALES OF VARIOUS INSURANCE PRODUCTS; STARTED: 01/2024; 40 HOURS A MONTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-02-28
S63	Uniform Securities Agent State Law Examination	2012-05-11

S65 Uniform Investment Adviser Law Examination

2017-02-28
S63 Uniform Securities Agent State Law Examination

2012-05-11

View on SEC IAPD

Current Employers

Foundations Investment Advisors Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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