Charles Carlos Estes

Current Employers

Employment History

• 08/2012 → 11/2018
  Fidelity Brokerage Services Llc
  Covington, KY
• 07/2018 → 11/2018
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 11/2018 → 02/2020
  Buckingham Properties
  Cincinatti, OH
• 02/2020 → 10/2020
  Stancorp Entities
  Cincinatti, OH
• 11/2020 → 03/2021
  Buckingham Properties
  Cincinatti, OH
• 03/2021 → 04/2024
  Principal Funds Distributor, Inc.
  Cincinatti, OH
• 04/2024 → Present
  Principal Securities
  Cincinnati, OH
• 04/2024 → Present
  Principal Life Insurance Co
  Cincinnati, OH

Previous Registrations

• 2021-08-19 → 2024-05-02
  Principal Asset Management
  Hyde Park, OH
  Cinciattti, OH
  Cincinatti, OH
• 2020-02-17 → 2020-10-30
  Stancorp Investment Advisers, Inc.
  Portland, OR
• 2018-07-13 → 2018-11-28
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2017-01-05 → 2018-07-13
  Strategic Advisers Llc
  Covington, KY

Other Businesses

**BUCKINGHAM PROPERTIES, INC. POSITION: Licensed Referral Real Estate Agent NATURE: Real Estate Sales/Broker INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2011 ADDRESS: 3671 Stettinius Ave., Cincinnati OH 45208, United States DESCRIPTION: Refer clients to other agents for the sale and purchase of residential real estate. **ESTES ENTERPRISES LLC POSITION: Owner/Operator NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2025 ADDRESS: 3671 Stettinius Ave, Cincinnati OH 45208, United States DESCRIPTION: Owner of a 4 unit residential rental property.

Exams

• S66 Uniform Combined State Law Examination
  2015-12-01
• S63 Uniform Securities Agent State Law Examination
  2011-06-13

Other Names

• Chuck Estes
• Charles Carlos Estes
• Charles Estes