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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-01-22 |
Branch Locations
4401 Rockside Rd Suite 406, Independence, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group | Independence | OH | 11/2012 | 01/2021 |
| Ameriprise Financial Services Inc | Independence | OH | 01/2021 | 01/2021 |
| Ameriprise Financial Services, Llc | Independence | OH | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Independence | OH | 01/2021 | Present |
Business Ownership; Capital Hill Development; Sign checks, preside over annual meetings.; land owner and land development; 23811 Chagrin Blvd Suite 325, , Beachwood, OH, 44122; Not Investment-Related; 10/23/2012; 1 to 9 hours per month; 0 during trading hours / Happy Cookie Jar; Owner; Food production and sales.; 972 Penny Lane, , Aurora, OH, 44202; Not Investment-Related; 05/01/1996; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Trustee. Outside Employment; IFS Partners Agency Inc; Office Manager - Oversee office staff and administration AFA-meet with clients and advise; Manage advisory business; 4401 Rockside Rd Suite 406, , Independence, OH, 44131; Investment-Related; 01/21/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-01 |
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