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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-14
TX RA APPROVED 2019-07-12
  • IL RA
    APPROVED
    Since 2022-10-14
  • TX RA
    APPROVED
    Since 2019-07-12

Branch Locations

Dallas, TX • United States

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Plano TX 02/2012 07/2019
Jpmorgan Chase Bank, N.A. Dallas TX 07/2019 Present
Jpmorgan Securities, Llc. Dallas TX 07/2019 Present
Brauerhaus, Llc Dallas TX 04/2016 Present
  • 02/2012 → 07/2019
    Plano, TX
  • 07/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 07/2019 → Present
    Jpmorgan Securities, Llc.
    Dallas, TX
  • 04/2016 → Present
    Brauerhaus, Llc
    Dallas, TX
Previous Registrations
Other Businesses

Entity Name: BrauerHaus, LLC Investment related: Yes Address: Dallas, TX Nature of the other business: Buying, rehabbing, and selling (flipping) single family homes in the DFW area Position/Title/Relationship: Owner Start Date: 01-Apr-2016 Approximate # of hours a month: 20 when we have a property, currently no hours dedicated Approximate # of hours during securities trading hours: 0 Briefly describe your duties: manager Effective 7/12/19 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-24
  • S66 Uniform Combined State Law Examination
    2011-08-24
Other Names
  • Daniel John Brauer
  • Daniel J Brauer

View on SEC IAPD

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