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Brian Christopher Tramontano

LPl Financial LLC

Albany, NY

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

Albany, NY • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Albany NY 07/2012 06/2021
Cap Com Financial Latham NY 07/2012 06/2021
Lpl Financial Llc Albany NY 07/2021 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-04-19
  • S63 Uniform Securities Agent State Law Examination
    2011-04-19
Other Names
  • Brian Tramontano

View on SEC IAPD

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