Brandon Wayne Fraley

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2024-08-14
TX	RA	APPROVED	2024-08-14

KY RA
APPROVED

Since 2024-08-14
TX RA
APPROVED

Since 2024-08-14

Branch Locations

Lexington, KY • United States

489 East Main, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Lexington	KY	03/2011	08/2024
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	08/2024
Raymond James & Associates	Lexington	KY	08/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	01/2015	08/2024

03/2011 → 08/2024

Morgan Stanley

Lexington, KY
01/2015 → 08/2024

Morgan Stanley Private Bank, National Association

New York, NY
08/2024 → Present

Raymond James & Associates

Lexington, KY
01/2015 → 08/2024

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2011-06-23 → 2024-09-10

Morgan Stanley

Huntington, WV

Lexington, KY

Other Businesses

*315905- Morehead State University School of Business Administration Board of Advisors; Investment related-No; Morehead, Kentucky; Public Schools; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2017; During business hours: 1; After business hours: 1; Board Memeber on the School of Business Administration Board of Advisors

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-05-26

S66 Uniform Combined State Law Examination

2011-05-26

View on SEC IAPD