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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-09-18
IN RA APPROVED 2022-03-07
  • NV RA
    APPROVED
    Since 2024-09-18
  • IN RA
    APPROVED
    Since 2022-03-07

Branch Locations

Noblesville, IN • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Silver Springs MD 05/2016 12/2016
Wells Fargo Clearing Services, Llc Washington DC 01/2017 04/2021
Sanctuary Wealth Indianapolis IN 04/2021 02/2022
Lpl Financial Llc Noblesville IN 03/2022 08/2024
Newedge Advisors, Llc. New Orleans LA 03/2022 Present
Newedge Securities Inc Pittsburgh PA 08/2024 11/2024
Lpl Financial Henderson NV 12/2024 Present
  • 05/2016 → 12/2016
    Foresters Financial Services
    Silver Springs, MD
  • 01/2017 → 04/2021
    Washington, DC
  • 04/2021 → 02/2022
    Sanctuary Wealth
    Indianapolis, IN
  • 03/2022 → 08/2024
    Lpl Financial Llc
    Noblesville, IN
  • 03/2022 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
  • 08/2024 → 11/2024
    Newedge Securities Inc
    Pittsburgh, PA
  • 12/2024 → Present
    Lpl Financial
    Henderson, NV
Previous Registrations
Other Businesses

1) 12/03/2024 - NewEdge Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 160 Hr/Mth 2) 12/11/2024 - NewEdge Advisors - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/02/2024 - 160 hours per month/ 8 hours during trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-30
S63 Uniform Securities Agent State Law Examination 2011-06-08
  • S66 Uniform Combined State Law Examination
    2018-01-30
  • S63 Uniform Securities Agent State Law Examination
    2011-06-08
Other Names
  • Chad Joseph Nichter
  • Chad Nichter

View on SEC IAPD

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