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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-09-18 |
| IN | RA | APPROVED | 2022-03-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Silver Springs | MD | 05/2016 | 12/2016 |
| Wells Fargo Clearing Services, Llc | Washington | DC | 01/2017 | 04/2021 |
| Sanctuary Wealth | Indianapolis | IN | 04/2021 | 02/2022 |
| Lpl Financial Llc | Noblesville | IN | 03/2022 | 08/2024 |
| Newedge Advisors, Llc. | New Orleans | LA | 03/2022 | Present |
| Newedge Securities Inc | Pittsburgh | PA | 08/2024 | 11/2024 |
| Lpl Financial | Henderson | NV | 12/2024 | Present |
1) 12/03/2024 - NewEdge Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 160 Hr/Mth 2) 12/11/2024 - NewEdge Advisors - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/02/2024 - 160 hours per month/ 8 hours during trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-08 |
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