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Nicholas Patrick Pardini

Spearhead Advisors, LLC

Newport Beach, CA

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Current Employers
Spearhead Advisors, Llc

23 Corporate Plaza, Ste 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-19
  • CA RA
    APPROVED
    Since 2025-05-19

Branch Locations

23 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Davos Invesment Research Newport Beach CA 11/2017 09/2021
Parallax Volatility Advisors San Francisco CA 10/2014 10/2017
Spearhead Advisors, Llc Newport Beach CA 09/2021 Present
Elevate Wealth Advisors, Llc Newport Beach CA 09/2022 11/2024
  • 11/2017 → 09/2021
    Davos Invesment Research
    Newport Beach, CA
  • 10/2014 → 10/2017
    Parallax Volatility Advisors
    San Francisco, CA
  • 09/2021 → Present
    Spearhead Advisors, Llc
    Newport Beach, CA
  • 09/2022 → 11/2024
    Elevate Wealth Advisors, Llc
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-12
  • S65 Uniform Investment Adviser Law Examination
    2021-10-12

View on SEC IAPD

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