David Wesley Climer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-09-06
TX	RA	APPROVED	2023-09-06

NC RA
APPROVED

Since 2023-09-06
TX RA
APPROVED

Since 2023-09-06

Branch Locations

Rock Hill, SC • United States

6101 Carnegie Blvd, Ste 200, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Charlotte	NC	09/2013	11/2016
Wells Fargo Clearing Services, Llc	Charlotte	NC	11/2016	09/2023
Lpl Financial Llc	Charlotte	NC	09/2023	Present

09/2013 → 11/2016

Wells Fargo Advisors Llc

Charlotte, NC
11/2016 → 09/2023

Wells Fargo Clearing Services, Llc

Charlotte, NC
09/2023 → Present

Lpl Financial Llc

Charlotte, NC

Previous Registrations

2013-09-25 → 2023-09-20

Wells Fargo Clearing Services, Llc

Charlotte, NC
2011-06-06 → 2013-09-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Other Businesses

1) 9/6/2023 - SOUTH CAROLINA SENATE- SENATOR of York County- Politics/Government - Not Investment Related - COLUMBIA, SC - START DATE 11/2017- 40 Hours Per Month 10 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-03

S66 Uniform Combined State Law Examination

2011-06-03

Other Names

David Wesley Climer
David Wesley Climer
David W Climer

View on SEC IAPD