Steven Hillard Stern

Current Employers

Abel Financial Management Co.

Eldersburg, MD • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-25
MD	RA	APPROVED	2018-06-20

TX RA
APPROVED_RES

Since 2019-11-25
MD RA
APPROVED

Since 2018-06-20

Branch Locations

Eldersburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Triad Advisors, Inc.	Norcross	GA	03/2015	06/2018
Planning Solutions Group, Llc	Fulton	MD	03/2015	06/2018
Abel Finanicial Management Co.	Eldersburg	MD	06/2018	Present

03/2015 → 06/2018

Triad Advisors, Inc.

Norcross, GA
03/2015 → 06/2018

Planning Solutions Group, Llc

Fulton, MD
06/2018 → Present

Abel Finanicial Management Co.

Eldersburg, MD

Previous Registrations

2015-07-24 → 2018-06-12

Planning Solutions Group, Llc

Fulton, MD

Other Businesses

1) INSURANCE;NOT INVESTMENT RELATED;8161 MAPLE LAWN BLVD,SUITE 400,FULTON,MD 20759;INSURANCE;AGENT;3/2015;NOT MUTUALLY EXCLUSIVE OF DAILY ACTIVITIES;NOT MUTUALLY EXCLUSIVE OF DAILY ACTIVITIES;WORK WITH CLIENTS ON INSURANCE NEEDS 2) CHAI, Comprehensive Housing Assistance Inc Board;not investment related;5809 Park Heights Ave,Baltimore,MD 21215;non profit housing assistance;board member;9/6/2017;1 hr/month;0 hrs during trading;attend board committee meetings to provide input

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-01-22

S63 Uniform Securities Agent State Law Examination

2016-01-22

Designations

Other Names

Steven Stern

View on SEC IAPD