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Melissa Denise Shaw

Tiaa-Cref Individual & Institutional Services, LLC

Palo Alto, CA

Sunnyvale, CA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-12-21
  • CA RA
    APPROVED
    Since 2017-12-21

Branch Locations

535 Cowper St Suite 200, Palo Alto, CA 94301 • United States

Sunnyvale, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 02/2011 10/2017
Strategic Advisers, Inc. Westlake TX 12/2011 10/2017
Tiaa Palo Alto CA 11/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Palo Alto CA 11/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-23
S63 Uniform Securities Agent State Law Examination 2011-05-27
  • S66 Uniform Combined State Law Examination
    2012-01-23
  • S63 Uniform Securities Agent State Law Examination
    2011-05-27
Other Names
  • Melissa Denise Washington

View on SEC IAPD

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DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
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