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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
7565 West Bell Road, Peoria, AZ 85382-3829 • United States
Surprise, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Sun City | AZ | 05/2013 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 03/2004 | 08/2021 |
| Compass Bank | Birmingham | AL | 01/2004 | 08/2021 |
| Bbva Wealth Solutions Inc. | Sun City West | AZ | 02/2017 | 08/2021 |
| Pnc Investments | Sun City West | AZ | 08/2021 | 12/2021 |
| Fidelity Investments | Peoria | AZ | 01/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-23 |
| S66 | Uniform Combined State Law Examination | 2000-06-07 |
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