Thomas Allen Barten

Current Employers

United Advisors America

290 S Preston Road Suite 220, Prosper, TX 75078 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-01-07
MN	RA	APPROVED	2021-06-09

WI RA
APPROVED

Since 2025-01-07
MN RA
APPROVED

Since 2021-06-09

Branch Locations

Bloomington, MN • United States

290 S Preston Road Suite 220, Prosper, TX 75078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	St Paul	MN	02/2013	05/2021
Alliance America	University Park	FL	06/2021	Present
United Advisors America	Prosper	TX	06/2021	Present

02/2013 → 05/2021

U.S. Bancorp Investments, Inc.

St Paul, MN
06/2021 → Present

Alliance America

University Park, FL
06/2021 → Present

United Advisors America

Prosper, TX

Previous Registrations

2013-02-12 → 2021-05-11

U.S. Bancorp Investments, Inc.

Saint Paul, MN
2011-08-08 → 2012-08-02

Edward Jones

Mankato, MN

Mankato, MN

St Louis, MO

Other Businesses

Start Date: June 2021 He is a licensed insurance agent with Alliance America Corporation. Located in University Park FL. He offers, life insurance, fixed annuity, health insurance and long term care insurance products from a number of insurance carriers.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-14

S66 Uniform Combined State Law Examination

2011-07-14

Other Names

Thomas Barten

View on SEC IAPD