Steven Peter Gillis

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2020-11-16
NC	RA	APPROVED	2020-11-05

VA RA
APPROVED

Since 2020-11-16
NC RA
APPROVED

Since 2020-11-05

Branch Locations

6475 N Croatan Hwy Ste 103, Kitty Hawk, NC 27949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Steven Gillis Insurance Agency	Grandy	NC	11/2011	07/2018
State Farm Vp Management Corp.	Grandy	NC	11/2011	07/2018
Steven Gillis Insurance Agency	Kitty Hawk	NC	07/2018	Present
State Farm Vp Management Corp	Kitty Hawk	NC	07/2018	Present
State Farm Investment Management Corp	Kitty Hawk	NC	04/2019	Present

11/2011 → 07/2018

Steven Gillis Insurance Agency

Grandy, NC
11/2011 → 07/2018

State Farm Vp Management Corp.

Grandy, NC
07/2018 → Present

Steven Gillis Insurance Agency

Kitty Hawk, NC
07/2018 → Present

State Farm Vp Management Corp

Kitty Hawk, NC
04/2019 → Present

State Farm Investment Management Corp

Kitty Hawk, NC

Other Businesses

1) Steven Gillis's Insurance Agency; Insurance Agency; Investment-related; 5117 N Croatan Hwy Kitty Hawk, NC 27949-3989; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/2011; 80; 80; Service customers and supervise employees

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-11-05
S63	Uniform Securities Agent State Law Examination	2011-04-18

S65 Uniform Investment Adviser Law Examination

2020-11-05
S63 Uniform Securities Agent State Law Examination

2011-04-18

Other Names

Steve Gillis

View on SEC IAPD