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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-10-01 |
| TX | RA | APPROVED | 2025-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2011 | 10/2025 |
| Raymond James Financial Services, Inc | Bozeman | MT | 10/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Bozeman | MT | 10/2025 | Present |
(1)Name of Business: Southwest Wealth Strategies Address: 122 Highnoon Way, Bozeman, MT, 59718, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: This is our DBA that our firm uses for marketing purposes. I am one of 6 partners.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-09 |
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