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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-27
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2017-04-20
  • CT RA
    APPROVED
    Since 2024-06-27
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2017-04-20

Branch Locations

Stamford, CT • United States

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company New York NY 12/2004 Present
Mml Investors Services, Llc New York NY 08/2013 Present
Other Businesses

NAME: LENOX ADVISORS/TODD PARKER INV REL: Y ADD: 90 PARK AVENUE 18TH FLOOR, NEW YORK, NY 10016 NATURE: OUTSIDE INSURANCE; INDIVIDUAL AND GROUP LIFE, GROUP HEALTH, DISABILITY & LONG TERM CARE INSURANCE POSITION: OWNERSHIP/AGENT START DATE: 1/1/2014 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-12
  • S66 Uniform Combined State Law Examination
    2013-09-12

View on SEC IAPD

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