Carl Harland Lottman

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-09-13
MN	RA	APPROVED	2013-12-04

TX RA
APPROVED_RES

Since 2017-09-13
MN RA
APPROVED

Since 2013-12-04

Branch Locations

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

1255 Gun Club Road, White Bear Lake, MN 55110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	White Bear Lake	MN	04/2011	Present
Massmutual Life Insurance Company	White Bear Lake	MN	04/2011	Present

04/2011 → Present

Mml Investors Services, Llc

White Bear Lake, MN
04/2011 → Present

Massmutual Life Insurance Company

White Bear Lake, MN

Other Businesses

NAME: CARL LOTTMAN INV REL: Y ADD: 100 S. 5th Street, Suite 2300, Minneapolis, MN 55402 NATURE: HEALTH INSURANCE SALES POSITION: SALES, AGENT START DATE: 12/01/2011 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2) NAME: LOTTMAN FAMILY FARM, LLC INV REL: Y ADD: 128 ATTLEBORO PLACE MOORESVILLE, NC. 28117 NATURE: SIMPLE RENTAL PROPERTY POSITION: CO-OWNER START DATE: 6/01/2015 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-06-30

S63 Uniform Securities Agent State Law Examination

2011-06-30