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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-13 |
| PA | RA | APPROVED | 2017-06-06 |
Branch Locations
Six Ppg Place Suite 510, Pittsburgh, PA 15222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2011 | Present |
1-Square Compass LLC, Owner/Sole Proprietor, Monroeville PA, since 8/2017, 10 hrs/month. 2-Book Author, since 1/2021 20 hrs/month. 3-Kappa Alpha Pse Fraternity Inc, Pittsburgh PA, Board Member, since 3/2023, 4 hrs/month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-23 |
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