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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-03
TX RA APPROVED 2023-04-03
  • CA RA
    APPROVED
    Since 2023-04-03
  • TX RA
    APPROVED
    Since 2023-04-03

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

3 Hamilton Landing Suite 260, Novato, CA 94949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equius Partners, Inc. Novato CA 09/2012 03/2023
Wealth Enhancement Advisory Services Novato CA 04/2023 Present
Wealth Enhancement Group Novato FL 04/2023 Present
  • 09/2012 → 03/2023
    Equius Partners, Inc.
    Novato, CA
  • 04/2023 → Present
    Wealth Enhancement Advisory Services
    Novato, CA
  • 04/2023 → Present
    Wealth Enhancement Group
    Novato, FL
Previous Registrations
  • 2011-05-11 → 2023-04-28
    Equius Partners, Inc.
    Novato, CA
Other Businesses

Buckelew Programs, Inc - Non-Investment Related - Novato, CA - Board Member - Start Date: 01/2026 - 1 Hour Spent Per Month, 0 Hours Spent During Trading Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-16
  • S65 Uniform Investment Adviser Law Examination
    2011-04-16
Other Names
  • David Wootton
  • Dave Wootton
  • David Andrew Wootton

View on SEC IAPD

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