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Darin L Dunham

Wells Fargo Clearing Services, LLC

Wayzata, MN

Maple Grove, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-06-03
  • MN RA
    APPROVED
    Since 2016-06-03

Branch Locations

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

6225 Sycamore Ln N, Maple Grove, MN 55369 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors. Llc Bloomington MN 06/2016 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 Present
Previous Registrations
  • 2013-12-10 → 2016-06-08
    U.S. Bancorp Investments, Inc.
    Minneapolis, MN
    Elk River, MN
    Minneapolis, MN
    Anoka, MN
    Ramsey, MN
    Minneapolis, MN
    Robbinsdale, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Mounds View, MN
    Saint Anthony, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-29
S63 Uniform Securities Agent State Law Examination 2000-05-02
  • S66 Uniform Combined State Law Examination
    2006-03-29
  • S63 Uniform Securities Agent State Law Examination
    2000-05-02
Other Names
  • Darin Lance Dunham

View on SEC IAPD

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