Joshua Luff

Current Employers

Clp Asset Management, Llc

Ooltewah, TN • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-07-22

TN RA
APPROVED

Since 2025-07-22

Branch Locations

Ooltewah, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Great Lakes Advisors, L.L.C.	Chicago	IL	06/2014	08/2019
Clp Asset Management, Llc	Ooltewah	TN	10/2019	Present

06/2014 → 08/2019

Great Lakes Advisors, L.L.C.

Chicago, IL
10/2019 → Present

Clp Asset Management, Llc

Ooltewah, TN

Previous Registrations

2014-06-18 → 2019-08-16

Great Lakes Advisors, Llc

Chicago, IL
2013-10-07 → 2014-06-19

J.P. Morgan Securities Llc

Wheaton, IL

Mount Prospect, IL

Chicago, IL

Oakbrook Terrace, IL

Other Businesses

WatersEdge Management, LLC: Investment Related; Ooltewah, TN; Holder of two investment vehicles WatersEdge Holdings I and WatersEdge Holdings II. Indirect Minority Owner; 2019; approximately 20 hours per month during trading hours; Funds managed for select clients of CLP, not offered to the public. CLP Investments, LLC; Investment Related; Ooltewah, TN; Fund of Funds; Partial Owner; 2019; approximately 20 hours per month during trading hours;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-04
S63	Uniform Securities Agent State Law Examination	2011-05-02

S66 Uniform Combined State Law Examination

2013-10-04
S63 Uniform Securities Agent State Law Examination

2011-05-02

Designations

View on SEC IAPD