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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-01-17 |
| TX | RA | APPROVED | 2020-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Huntsville | AL | 02/2011 | 01/2020 |
| Bank Of America, N.A. | Huntsville | AL | 06/2011 | 01/2020 |
| Morgan Stanley Smith Barney Llc | Huntsville | AL | 01/2020 | Present |
*681207- The Good Life Ice Cream Co.; Investment related: Yes; Arab, Alabama; Restaurant/Bar/Nightclub; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 150; Administrative; Accounting; Bookkeeping; Business Development/Growth; Check Signing/Funds Disbursements; Customer Service; Fundraising; Labor/Service; Sales/Marketing; Referrals
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-12 |
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