Adam R Little

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-01-26
TX	RA	APPROVED	2011-10-12
WA	RA	APPROVED	2011-05-02

CA RA
APPROVED

Since 2018-01-26
TX RA
APPROVED

Since 2011-10-12
WA RA
APPROVED

Since 2011-05-02

Branch Locations

Bellevue, WA • United States

10400 Ne 4Th St, Bellevue, WA 98004 • United States

1211 Sw 5Th Ave, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch Pierce, Fenner &Amp; Smith,Inc.	Spokane	WA	02/2011	Present
Bank Of America, N.A.	Spokane	VA	06/2011	Present

02/2011 → Present

Merrill Lynch Pierce, Fenner &Amp; Smith,Inc.

Spokane, WA
06/2011 → Present

Bank Of America, N.A.

Spokane, VA

Other Businesses

I*: 2076295 Entity Type: Charitable Name of OBA: Portland Art Museum Address: Portland, OR 97205 Investment Related: No Position, Title, Association: Committee Employee Start Date: 11/04/2024 Number of Hours: 2 hrs wkly Number of Hours during trading: 1 hr wkly Duties: Investment committee

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-28

S66 Uniform Combined State Law Examination

2011-04-28

Other Names

Adam Richard Little

View on SEC IAPD