Steven J Petersen

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2011-07-27

ID RA
APPROVED

Since 2011-07-27

Branch Locations

4189 Pole Line Rd, Pocatello, ID 83202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Pocatello	ID	03/2011	03/2020
Ameriprise Financial Services, Llc	Pocatello	ID	03/2020	Present

03/2011 → 03/2020

Ameriprise Financial Services, Inc.

Pocatello, ID
03/2020 → Present

Ameriprise Financial Services, Llc

Pocatello, ID

Other Businesses

Business Ownership; R.A.G.G. LLC; Partner; LLC used to cover the office's business expenses; 4189 Pole Line Road, , Pocatello, ID, 83202; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / GSO Holdings, LLC; Co-owner of building; Property ownership of Ameriprise Financial practice building; 4189 Pole Line Road, , Pocatello, ID, 83202; Investment-Related; 06/21/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Outnumbered Publishing; Author of Fantasy Novels/ebooks; 841 McKay Street, , Pocatello, ID, 83202; Not Investment-Related; 12/01/2020; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-26

S66 Uniform Combined State Law Examination

2011-07-26

Other Names

Steven Petersen

View on SEC IAPD