Peter A Susic

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-07-09
TX	RA	APPROVED	2026-07-09

CA RA
APPROVED

Since 2026-07-09
TX RA
APPROVED

Since 2026-07-09

Branch Locations

2888 Loker Avenue East, Carlsbad, CA 92010 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dunham & Associates Investment Counsel Inc	San Diego	CA	07/2012	09/2018
Edward Jones	St.LOuis	MO	10/2018	07/2026
Lpl Financial	Carlsbad	CA	07/2026	Present

07/2012 → 09/2018

Dunham & Associates Investment Counsel Inc

San Diego, CA
10/2018 → 07/2026

Edward Jones

St.LOuis, MO
07/2026 → Present

Lpl Financial

Carlsbad , CA

Previous Registrations

2018-10-01 → 2026-07-17

Edward Jones

Carlsbad, CA

St Louis, MO

Carlsbad, CA
2013-07-19 → 2018-09-20

Dunham

San Diego, CA

San Diego, CA

San Diego, CA

Other Businesses

1. 07/2026 - Fiducia Private Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related – 174 Hour(s)/Month – 174 Hour(s) During Trading – Carlsbad, CA, 92009 – OBA Start Date: 7/9/2026

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-11-15

S63 Uniform Securities Agent State Law Examination

2013-11-15

Designations

Other Names

Peter A Susic
Peter Susic

View on SEC IAPD