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1 N. Lasalle Street Suite 2225, Chicago, IL 60602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-19 |
Branch Locations
1 N. Lasalle Street Suite 2225, Chicago, IL 60602 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ronald Gelok And Associates | Parsippany | NJ | 08/2016 | 07/2019 |
| Gf Investment Services Llc | Sarasota | FL | 10/2016 | 01/2018 |
| Global Financial Private Capital Llc | Sarasota | FL | 10/2016 | 01/2018 |
| Principal Life Insurance Company | Parsippany | NJ | 07/2019 | 08/2021 |
| Principal Securities | Parsippany | NJ | 07/2019 | 08/2021 |
| Lpl Financial, Llc | East Brunswick | NJ | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-31 |
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