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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-06-27
CO RA APPROVED 2019-06-26
  • MD RA
    APPROVED
    Since 2019-06-27
  • CO RA
    APPROVED
    Since 2019-06-26

Branch Locations

Monument, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Baltimore MD 01/2008 Present
  • 01/2008 → Present
    T. Rowe Price Investment Services, Inc.
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-26
S66 Uniform Combined State Law Examination 2001-07-31
S63 Uniform Securities Agent State Law Examination 2000-08-23
  • S65 Uniform Investment Adviser Law Examination
    2019-06-26
  • S66 Uniform Combined State Law Examination
    2001-07-31
  • S63 Uniform Securities Agent State Law Examination
    2000-08-23

View on SEC IAPD

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