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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Covington | KY | 02/2011 | Present |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-131493|OrgNmn:McClure Music Group|Org Addr:Independen,Kentucky,US|OBA Nature:Teaching Music |Invst Rel:N|Title:Sole Proprietor|Duties:Teach guitar and music to students|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|OBA-61653|OrgNmn:Northern Kentucky University |Org Addr:Highland H,Kentucky,US|OBA Nature:I am a business adjunct profes|Invst Rel:N|Title:Employee|Duties:I am teaching business and investments classes |StrtDt:08-23-21|TotHrs/mon:20|TrdHrs/mon:0|OBA-8384|OrgNmn:Thomas More College|Org Addr:Crestview ,Kentucky,US|OBA Nature:Adjunct Professor for the Busi|Invst Rel:N|Title:Adjunct Professor|Duties:I will be teaching students in the business program. The classes I will teach are basic finance.|StrtDt:09-27-17|TotHrs/mon:20|TrdHrs/mon:0|OBA-17191|OrgNmn:Kentucky Gunslingers LLC|Org Addr:Independen,Kentucky,US|OBA Nature:The company reviews specific t|Invst Rel:N|Title:My exact title is Owner/Operator.|Duties:I will run the operations of the business and create the educational content.|StrtDt:11-30-20|TotHrs/mon:30|TrdHrs/mon:0|OBA-103218|OrgNmn:Sugar Ridge Farm |Org Addr:Walton,Kentucky,US|OBA Nature:Family Farm that hosts festiva|Invst Rel:N|Title:Employee|Duties:I am going to help with with cooking and hay rides for fall festival. I could make tips from guests. |StrtDt:10-09-23|TotHrs/mon:20|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-16 |
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