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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2017-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osl Inc. | Hastings | NE | 04/2015 | 08/2017 |
| Lpl Financial, Llc | Hastings | NE | 05/2015 | 08/2017 |
| Resources Investment Advisors, Inc. | Leawood | KS | 07/2015 | 08/2017 |
| Principal Life Insurance Company | Hastings | NE | 08/2017 | Present |
| Principal Securities Inc | Hastings | NE | 08/2017 | Present |
Hastings Catholic Activities Assoc, Chair, Activities board, 8/14/17. *Outside insurance, Fixed Life, Health, LTC, Medicare, 9/1/17. ***Junk Hunk; Not Investment Related; Hastings, NE; Assistant; Help carry move couches, appliances, and junk removal; Start Date: 01/01/2015; 2 hrs per month; 0 during trading hours.***Luckee, LLC; Not Investment Related; Hastings, NE; Co-owner; LLC owns building that will house office space and residential space. Rental income expected from residential space.; Start Date: 06/16/2020; 3 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-17 |
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