Jay W Williams

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-09-27
WA	RA	APPROVED	2020-03-20
TX	RA	APPROVED_RES	2009-03-19
TN	RA	APPROVED	2008-12-23

CO RA
APPROVED

Since 2023-09-27
WA RA
APPROVED

Since 2020-03-20
TX RA
APPROVED_RES

Since 2009-03-19
TN RA
APPROVED

Since 2008-12-23

Branch Locations

Charlotte, VT • United States

6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Manor, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Houston	TX	12/2008	Present

12/2008 → Present

Ubs Financial Services Inc

Houston, TX

Previous Registrations

2004-04-28 → 2008-12-12

Banc Of America Investment Services, Inc.

Memphis, TN

Memphis, TN

Memphis, TN

Other Businesses

1) GKPM LLC; INVESTMENT RELATED; 402 LEGACY PARK, RIDGELAND, MS 39157; LLC ESTABLISHED TO INVEST IN A PRIVATE COMPANY,SKYHAWKE TECHNOLOGIES; OWNER OF SHARES IN THE LLC; START DATE: 4/12/2006; HOURS DEVOTED PER MONTH: 0; DURING TRADING HOURS: 0; PASSIVE INVESTOR. 2) Decker Lake Farms, LLC/ investment related?:yes / 15311 Decker Lake Road, Manor, TX, 78653 US/ Partnership/ Proprietor / owner/ I will own the land and pay the expenses/ start date: 8/18/2021 3) WillKull Partners LLC/ investment related?:yes / 508 East lionshead Circle Unit 216, Vail CO, 81657 US/ Partnership/ Officer/ I will own the condo with my sister/start date: 5/12/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-07

S66 Uniform Combined State Law Examination

2000-08-07

View on SEC IAPD