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Thomas Wiegand

J.P. Morgan Securities LLC

Fountain Hills, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-05-23
TX RA APPROVED_RES 2016-05-13
  • AZ RA
    APPROVED
    Since 2016-05-23
  • TX RA
    APPROVED_RES
    Since 2016-05-13

Branch Locations

16744 E. Avenue Of The Fountains, Fountain Hills, AZ 85268 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Fountain Hills AZ 04/2016 Present
  • 04/2016 → Present
    Jpmorgan Securities Llc
    Fountain Hills, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-06
  • S66 Uniform Combined State Law Examination
    2011-05-06
Other Names
  • Thomas Wiegand
  • Thomas Steven Wiegand

View on SEC IAPD

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