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Newport, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-29 |
| WA | RA | APPROVED | 2020-07-08 |
| CO | RA | APPROVED | 2017-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Backroads | Salt Lake City | UT | 06/2016 | 10/2016 |
| Rosecap Investment Advisors, Llc | Grand Junction | CO | 11/2016 | 05/2017 |
| Backroads | Salt Lake City | UT | 05/2017 | 10/2017 |
| Physician Advising Llc | Grand Junction | CO | 05/2017 | 06/2019 |
| Physician Advising Llc | Spokane | WA | 07/2019 | 06/2020 |
| Physician Advising Llc | Newport | WA | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-03 |
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