Aspen Kay Spratt

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-03-28

CO RA
APPROVED

Since 2025-03-28

Branch Locations

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Financial Group, Inc.	Greenwood Village	CO	05/2010	11/2023
Transamerica Financial Advisors, Inc	Greenwood Village	CO	01/2012	11/2023
Uber	Denver	CO	01/2017	04/2021
Netlaw	Louisville	KY	01/2016	11/2023
College Loan Freedom	Henderson	NV	08/2019	11/2023
Be Intrepid, Live Your Dream, Llc	Greenwood Village	CO	04/2021	11/2023
Wealthwave	Greenwood Village	CO	01/2016	11/2023
Lpl Financial Llc	Littleton	CO	11/2023	Present

05/2010 → 11/2023

World Financial Group, Inc.

Greenwood Village, CO
01/2012 → 11/2023

Transamerica Financial Advisors, Inc

Greenwood Village, CO
01/2017 → 04/2021

Uber

Denver, CO
01/2016 → 11/2023

Netlaw

Louisville, KY
08/2019 → 11/2023

College Loan Freedom

Henderson, NV
04/2021 → 11/2023

Be Intrepid, Live Your Dream, Llc

Greenwood Village, CO
01/2016 → 11/2023

Wealthwave

Greenwood Village, CO
11/2023 → Present

Lpl Financial Llc

Littleton, CO

Other Businesses

1.11/20/2023; Be Intrepid,Live Your Dream,LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 04/21/2021; hrs/mth; hrs during trading 2.11/20/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Gladstone Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 10/30/2023; 160hrs/mth; 8hrs during trading 3.08/15/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Priority Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 08/21/2024; 100hrs/mth; 5hrs during trading 4.10/31/2024; World Financial Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 11/20/2023; 1hrs/mth; 0hrs during trading 5.11/11/2024; Priority Life Consultants; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 11/20/2023; 20hrs/mth; 2hrs during trading 6.09/09/2025; Barson Insurance & Financial Services; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 10/01/2025; 10hrs/mth; 1hrs during trading 7.08/24/2026; OneHealth Plus; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/19/2026; 2hrs/mth; 2hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-03-17
S63	Uniform Securities Agent State Law Examination	2018-03-02

S65 Uniform Investment Adviser Law Examination

2025-03-17
S63 Uniform Securities Agent State Law Examination

2018-03-02

Other Names

Aspen Kay Shearn

View on SEC IAPD